Descrição da Função

Your New Company:
If you are interested in joining  a company chat is growing, please senda us tour CV.

Main Tasks:

• Working with Technology and Third-Party Vendors to finetune the scenarios from which and Trade alerts are derived, troubleshooting any issues, and moving towards achieving goals
• Establishing and maintaining written procedures and governance processes around the Trade Surveillance
• Driving the enhancement and improvement of the programs from both an effectiveness and efficiency perspective
• Working with line of business supervisors, first line of defense employee, and compliance managers
• Conducting deep dive Investigations of potential issues when necessary
• Keeping up-to-date with regulatory changes, internal policy updates, and disciplinary actions to determine that the monitoring system incorporates up-to-date search techniques, rules, lexicons and other attributes
• Planning enhancements both internally and with Third-Party Vendors to incorporate other statistical methods, machine learning, and artificial intelligence in the monitoring tool
• Preparing metrics to report monitoring results to senior management, including identifying potential trends or themes that may warrant further consideration or action.

Qualifications

• Degree in Economics, Finance, Management (or a relevant area)
• +3 years experience in Management
• Advanced knowledge in Surveillance; Compliance anda Financial Market
• Fluent English is mandatory
• Advanced knowledge of Microsoft Office products. Bloomberg and Refinitiv is a plus

Contacto

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